Navigating the HITRUST Landscape: Which Certification Level is Right for Your Organization?

As organizations increasingly handle sensitive data, demonstrating a strong commitment to security and compliance is no longer just a best practice, it's a business imperative. HITRUST certification has emerged as a gold standard for information protection, offering a framework that helps organizations of all sizes manage risk and safeguard data. But with different certification levels available, figuring out which one is more applicable and cost effective for your environment can feel overwhelming.

If you're looking to understand the nuances of HITRUST certification levels, their benefits, and how to choose the most appropriate one, you've come to the right place. Let's break down the HITRUST e1, i1, and r2 certifications to help you make an informed decision.

Understanding the HITRUST Certification Levels

HITRUST offers a progressive portfolio of three core assessment and certification options, each designed to meet different organizational needs, risk profiles, and compliance objectives. A key advantage is that these levels are built upon the same HITRUST CSF (Cybersecurity Framework), meaning efforts invested in one level can often be leveraged for a more comprehensive one down the line.

1. HITRUST e1: Foundational Cybersecurity (Essentials, 1-Year Certification)

Think of the e1 (Essentials) certification as the entry point for demonstrating good cybersecurity hygiene. It's an ideal starting place for organizations that are newer to formal security frameworks, have less complex IT environments, or lower risk profiles.

• Focus: Basic cybersecurity fundamentals.
• Number of Controls: Around 44 predefined controls.
• Assurance Level: Entry-level assurance.
• Assessment Effort: Minimal compared to other levels.
• Duration: 1-year certification.

Benefits and Strengths of e1:

• Establishes Foundational Cybersecurity: Demonstrates a commitment to essential security practices.
• Reduces Effort & Delivers Faster Results: A leaner set of controls means a quicker path to certification, often achievable within a shorter timeframe (e.g., around 90 days for some).
• Maximizes Efficiency: Work done for e1 can be a stepping stone towards i1 or r2 certification.
• Good Starting Point: Excellent for startups, small businesses, or organizations beginning their compliance journey.
• Cost-Effective: Generally less resource-intensive than higher-level certifications.
• Vendor Risk Management: Can be a good option to require from third-party vendors to ensure they meet baseline security standards without imposing an overly burdensome requirement.

Is e1 Right for You?

The e1 certification is a strong contender if:

• You're a small to medium-sized business.
• Your organization has a relatively simple IT infrastructure and a limited risk profile.
• You're new to HITRUST and want a manageable first step.
• You need to quickly demonstrate foundational security practices to customers or stakeholders.
• You want to build a scalable security program that can mature over time.

2. HITRUST i1: Leading Security Practices (Implemented, 1-Year Certification)

The i1 (Implemented) certification represents a significant step up in terms of rigor and assurance. It's designed for organizations that have more mature information security programs and are ready to demonstrate leading security practices against a broader array of cyber threats.

• Focus: Threat-adaptive controls covering a wider range of cybersecurity best practices.
• Number of Controls: Approximately 182+ predefined controls (includes the e1 controls).
• Assurance Level: Moderate assurance.
• Assessment Effort: Moderate, depending on existing controls and any identified gaps.
• Duration: 1-year certification, with options for a streamlined "Rapid Recertification" process.

Benefits and Strengths of i1:

• Uses Leading Security Practices: Provides a robust set of controls that are regularly updated based on threat intelligence, helping to defend against current and emerging threats like ransomware and phishing.
• Delivers Higher Reliability: Offers stronger assurance than e1 and many other comparable assessments.
• Streamlined Assessment Process: Focuses on the implementation of controls.
• Good Balance: Offers a comprehensive assessment without the extensive tailoring and control selection of the r2.
• Prepares for r2: Serves as an excellent preparatory step for the more demanding r2 certification.
• Meets Many Third-Party Assurance Needs: Increasingly accepted by organizations requiring robust security validation from their partners.
• Potential for Better Cyber Insurance Terms: Demonstrating a strong, validated security posture can be favorable.

Is i1 Right for You?

The i1 certification might be the right fit if:

• Your organization has a moderately complex IT environment and handles sensitive data.
• You have an established security program but want to validate it against a recognized, threat-adaptive standard.
• You need to provide a higher level of assurance to customers and partners than the e1 offers.
• You are aiming for r2 certification in the future and want a progressive path.
• You operate in an industry where robust security is a key contractual or regulatory expectation.

3. HITRUST r2: Expanded, Risk-Based Practices (Risk-based, 2-Year Certification)

The r2 (Risk-based) certification is the most comprehensive and rigorous HITRUST offering, often considered the "gold standard" in healthcare and other highly regulated industries. It involves a tailored, risk-based approach to control selection, allowing organizations to demonstrate compliance with a wide array of regulatory requirements.

• Focus: Comprehensive, risk-based security and compliance, tailored to the specific organization.
• Number of Controls: Dynamic, selected from a comprehensive set of over 2,000+ controls based on the organization's specific risk factors and regulatory landscape.
• Assurance Level: Highest level of assurance.
• Assessment Effort: High, requiring significant organizational commitment.
• Duration: 2-year certification, with an interim review required at the one-year mark.

Benefits and Strengths of r2:

• Ensures Robust Cybersecurity Practices: Maps to numerous authoritative sources (e.g., HIPAA, NIST, PCI DSS, GDPR), providing precise and comprehensive coverage.
• Tailored Approach Based on Risk: Controls are selected based on an organization's unique risk profile, ensuring that the security measures are relevant and effective.
• Proves Highest Level of Assurance: Demonstrates that an organization meets the most demanding information risk management and compliance requirements.
• Streamlines Multiple Compliance Efforts: Can help consolidate various audit requirements into a single, integrated assessment ("assess once, report many").
• Strong Competitive Differentiator: Signals a mature and robust security posture, building significant trust with stakeholders.
• Exclusive Access to Enhanced Cyber Insurance: May provide access to more favorable cyber insurance policies.
• Regulatory Assistance: HITRUST offers a Regulatory Assistance Center for r2-certified organizations.

Is r2 Right for You?

The r2 certification is likely the most appropriate choice if:

• Your organization operates in a highly regulated industry like healthcare, finance, or government contracting.
• You handle large volumes of highly sensitive data (e.g., Protected Health Information (PHI), Personally Identifiable Information (PII), financial data).
• You have a complex IT environment and a diverse risk profile.
• You need to demonstrate compliance with multiple specific regulations (e.g., HIPAA, NIST CSF).
• Your customers or business partners mandate the highest level of HITRUST certification.
• You are looking for the most comprehensive and widely recognized information protection certification.

Quick Comparison: HITRUST e1 vs. i1 vs. r2

Making Your Choice

Choosing the right HITRUST certification level involves a careful assessment of your organization's:

• Risk Profile: What kind of data do you handle? What are the potential impacts of a breach?
• Regulatory Requirements: Are you subject to specific mandates like HIPAA, PCI DSS, etc.?
• Customer Expectations: What level of assurance do your clients and partners require?
• Organizational Maturity: How developed are your current security policies, procedures, and controls?
• Resources: What is your budget and personnel capacity for a certification effort?
• Strategic Goals: Is certification a competitive differentiator or a market entry requirement?

Often, organizations may start with an e1 or i1 and progress to an r2 as their security program matures and business needs evolve. Consulting with a HITRUST Authorized External Assessor organization can also provide valuable guidance tailored to your specific circumstances.

HITRUST Costs

(*)  Please always check with HITRUST for recent updates in fees

No matter which level you pursue, embarking on the HITRUST journey signifies a strong commitment to protecting sensitive information and building trust in an increasingly digital world. By understanding the distinct benefits and strengths of each certification level, you can strategically select the path that best aligns with your organization's security and compliance objectives.